Broker Check

Our Service Providers and Partners

West Volusia Wealth Management Group, P.A. is aligned with Cambridge Investment Research, Inc. as our Broker/Dealer to help us maintain our independence and offer our clients more diverse options with no sales quotas.

In the words of Cambridge Investment Research, Inc.: "An independent Broker/Dealer allows financial professionals to offer non-proprietary products, such as mutual funds or life insurance, from a wide variety of companies. Your financial professional has chosen to work with an independent Broker/Dealer in order to offer you unbiased investment advice compensated in the form of fees, commissions, or both.

Cambridge allows their Advisors to be independent by not forcing them to sell proprietary products or meet any sales quotas. Therefore, your financial professional is not pressured or distracted by corporate interests and can focus on what is best for you and your financial goals.

Your independent financial professional is not an employee of an investment or financial services firm - they are an independent business owner."

See our Client Brochure

 


Fidelity Custody and Clearing Solutions 

We also employ the services of National Financial Services (NFS) and Pershing as our custodians.

This definition from investopedia means that these providers are responsible for safeguarding our clients funds and also providing them with statements.

 


Morningstar is used as a research tool to provide informed mutual fund and stock analysis.



Fi360 promotes a culture of fiduciary responsibility and improves the decision making processes of investment fiduciaries and other financial service providers.

 


3D Asset Management ("3D") is a registered investment manager that works with financial advisors and consultants to bring the benefits of index fund investing to individual investors, retirement plans and trustee-directed funds